TARIFF SCHEDULE
GENERAL CHARGES
| Issue of original contract note |
free of charge |
| Issue of client portfolio valuation |
free of charge |
| Issue of dividend cheque/coupon* |
EUR3.00 – GBP2.00 – US$4.00 |
| Issue of tax certificate (Separately from Redemption) |
EUR15.00 or currency equivalent |
| Stop payment and re-issue of bank cheques |
Out of Pocket Expenses |
| Interest chargeable on outstanding settlements |
8% |
| Pledge fee per holding |
EUR25.00 |
| Release of Estate Charges |
EUR25.00 per beneficiary |
*Excludes MFP, Bond Portfolio and GROI
TRADING ON THE MALTA STOCK EXCHANGE
| Equities Transactions |
Charges |
| |
|
| On the first Eur15,000 |
1.25% (Min EUR11.65) |
| On the next Eur20,000 |
1.00% |
| On the next Eur35,000 |
0.75% |
| On the next Eur230,000 |
0.50% |
| In excess of Eur300,001 |
0.35% |
| |
|
| + Out of Pocket Expenses (per deal) |
MSE Transaction Fee |
| |
|
| |
|
| Bonds Transactions |
Charges |
| |
|
| On any amount |
0.25% |
| Minimum applicable charge per transaction |
EUR11.65 / US$18.00 |
| |
|
| + Out of Pocket Expenses (per deal) |
MSE Transaction Fee |
Minimum charge per transaction – Eur11.65 or currency equivalent
In addition, a transaction charge of Eur4.50 or currency equivalent shall be levied both to the buyer and the seller for each contract note issued by the Malta Stock Exchange
PURCHASE OF UBS FUNDS
| |
Max Rate |
Discounted Rate |
| |
|
|
| Money Market Funds |
6% |
1% |
| Bond Funds |
6% |
3% |
| Medium Term Bond Funds |
6% |
3% |
| Bond Sicav Funds |
6% |
3% |
| Strategy/Global Allocation Funds |
6% |
4% |
| Equity Funds |
6% |
5% |
| Redemption of UBS Funds |
2% |
NIL |
| Switching of UBS Funds |
4% |
1% |
PURCHASE OR SALE OF INVESTMENTS OTHER THAN UBS FUNDS
| Bonds, Equities and other investments on Secondary Market |
0.5% |
on top of other foreign charges which will be recharged as incurred amount may vary according to amount and type of security. Minimum Charges applicable Eur60 per transaction. |
| |
|
Basic Foreign Charges – 0.4% |
| |
|
|
| UBS Structured Products on Primary Market |
0.5% |
|
| |
|
|
| Investment Account Fee |
Eur20
Haly Yearly |
not applicable on Investment Account consisting solely of MFP, Bond Portfolio Composites and GROI
|
|